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feat: Implement Day 17 - Legal Analytics Dashboard with comprehensive SQL queries and Streamlit visualizations
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README.md

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| 14 | Orchestration | Transport Regulatory KPIs - Automated Email Reports | Government/Public Policy | ✅ Complete | [Day 14](./day14) |
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| 15 | Orchestration | Real-Time Analytics Orchestrator - Webhook Event Processing Pipeline | SaaS / Technology | ✅ Complete | [Day 15](./day15) |
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| 16 | Dashboards | SaaS Health Metrics Dashboard - Metabase Cloud | TBD | ✅ Complete | [Day 16](./day16) |
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| 17 | Dashboards | TBD | TBD | 🚧 Planned | [Day 17](./day17) |
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| 17 | Dashboards | Rafael - Multi-Jurisdictional Asset Compliance Dashboard | Wealth Management / Legal Compliance | ✅ Complete | [Day 17](./day17) |
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| 18 | Dashboards | TBD | TBD | 🚧 Planned | [Day 18](./day18) |
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| 19 | Dashboards | TBD | TBD | 🚧 Planned | [Day 19](./day19) |
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| 20 | Dashboards | TBD | TBD | 🚧 Planned | [Day 20](./day20) |

day17/.env.example

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# Day 17 - Legal Analytics Dashboard
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DAY17_DB_PATH=../day10/data/day10_family_office_dw.db

day17/README.md

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# Day 17: Rafael - Multi-Jurisdictional Asset Compliance Dashboard
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**Industry:** Wealth Management / Legal Compliance
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**Stakeholder:** Rafael (Cross-Border Wealth Planning Attorney)
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**Built with:** Streamlit + Plotly
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**Time to deliver:** 3 hours
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---
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## Decision Context (CRITICAL SECTION)
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### WHO is making a decision?
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Rafael, a cross-border wealth planning attorney responsible for audit readiness and regulatory compliance.
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### WHAT decision are they making?
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Which assets require regulatory attention THIS QUARTER based on classification changes, jurisdictional compliance status, and upcoming audit dates.
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### WHAT minimum visual supports this decision?
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A timeline of asset classification changes (SCD Type 2) plus a compliance status table filtered by jurisdiction and asset class.
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### Why THIS visualization (not others)?
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The timeline exposes when asset classifications change (audit trail), while the compliance table prioritizes assets by jurisdiction and urgency. A static snapshot would hide historical transitions that are legally relevant.
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---
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## Business Problem
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Rafael needs a fast, audit-ready view of portfolio changes across jurisdictions. He must identify assets with recent classification changes or upcoming compliance deadlines to prioritize legal reviews this quarter.
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---
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## Solution Delivered
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### Visualizations:
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1. **Portfolio Overview Metrics**: Quick snapshot of asset counts and market value.
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2. **SCD Type 2 Timeline (Primary)**: Asset classification changes over time.
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3. **Changes This Quarter**: Table of assets with new versions in the current quarter.
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4. **Compliance Status by Jurisdiction**: Grouped bar chart of current/expiring/expired assets.
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5. **High-Risk Assets**: Table filtered to assets needing attention.
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6. **Upcoming Deadlines**: Sorted table by urgency.
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7. **Point-in-Time Query**: Reconstruct portfolio composition as of a selected date.
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### Data Source:
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- **Model:** Day 10 Family Office DW (`dim_assets`, `fct_holdings`, `dim_clients`, `dim_date`)
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- **Refresh:** Manual (re-run app to refresh)
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- **Volume:** Asset and holdings records from Day 10 synthetic DW
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---
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## Key Insights (from synthetic logic)
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- Jurisdictions show different compliance urgency profiles due to derived status rules.
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- Equipment and certification assets drive most near-term deadlines.
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- SCD timeline highlights assets with multiple classification changes in the quarter.
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---
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## How to Run Locally
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### Prerequisites:
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- Python 3.9+
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### Setup:
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```bash
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# 1. Configure environment variables
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cp .env.example .env
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# Edit .env with your paths
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# 2. Install dependencies
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pip install -r day17_requirements.txt
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# 3. Run visualization
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streamlit run day17_VIZ_legal_analytics_dashboard.py
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```
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### Expected Output:
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A Streamlit dashboard with the SCD timeline, compliance status chart, and point-in-time query table.
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---
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## Architecture Decisions
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### Decision 1: Why Streamlit over Metabase/Power BI?
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Streamlit enables fast Python-native development with custom timeline visuals and point-in-time query input in under 3 hours.
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### Decision 2: Why these 7 visuals (not 10)?
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Each visual directly supports audit readiness or compliance prioritization. Additional charts would not change the decision.
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### Decision 3: How are jurisdiction and compliance derived?
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The Day 10 model does not include jurisdiction, compliance, or multi-version SCD history. For reproducibility, this dashboard derives jurisdiction from `client_type` with asset_class overrides, derives compliance status deterministically, and generates a synthetic SCD change date 60 days before the latest holdings date (documented in `day17/day17_QUERIES_legal_analytics.md`).
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---
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## Limitations & Future Enhancements
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**Current Limitations:**
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- Jurisdiction and compliance status are derived (not sourced from real compliance data).
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- Manual refresh (no scheduled updates).
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- Single-user view (no role-based access).
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**Possible Enhancements (out of 3h scope):**
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- [ ] Replace synthetic compliance fields with real regulatory data
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- [ ] Automated refresh with scheduled job
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- [ ] Jurisdiction-specific rule overlays
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---
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## Portfolio Notes
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**Demonstrates:**
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- Decision-first legal analytics framing
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- SCD Type 2 audit-trail visualization
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- SQL-driven reproducibility
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**Upwork Keywords:** legal analytics, compliance dashboard, Streamlit, SCD Type 2, audit readiness
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---
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Built as part of Christmas Data Advent 2025 - Visualization Week (Days 16-20)

day17/day17_CONFIG_settings.py

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"""Day 17 config settings for legal analytics dashboard."""
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import os
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from pathlib import Path
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DAY17_DEFAULT_DB_PATH = Path("../day10/data/day10_family_office_dw.db")
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DAY17_DB_PATH = Path(os.getenv("DAY17_DB_PATH", DAY17_DEFAULT_DB_PATH))
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DAY17_JURISDICTIONS = ["US", "EU", "UK", "APAC"]
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DAY17_DEADLINE_THRESHOLDS_DAYS = {"critical": 30, "warning": 90}
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# Day 17 SQL Queries - Legal Analytics Dashboard
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All queries target the Day 10 family office data warehouse: `day10/data/day10_family_office_dw.db`.
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## Query List
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1. **Portfolio Snapshot (latest date)**
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- File: `day17/queries/day17_QUERY_portfolio_overview.sql`
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- Purpose: Base dataset for portfolio summary metrics and asset breakdowns.
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- Notes: Jurisdiction is derived deterministically from `client_name`.
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2. **SCD Type 2 Timeline**
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- File: `day17/queries/day17_QUERY_scd_timeline.sql`
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- Purpose: Show asset classification changes over time (valid_from/valid_to).
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3. **Classification Changes This Quarter**
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- File: `day17/queries/day17_QUERY_changes_this_quarter.sql`
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- Purpose: List asset versions that became valid during the current quarter.
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4. **Compliance Status by Jurisdiction**
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- File: `day17/queries/day17_QUERY_compliance_by_jurisdiction.sql`
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- Purpose: Count assets by jurisdiction and compliance status.
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- Notes: Compliance status is synthetic, derived from `asset_key % 3`.
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5. **Upcoming Compliance Deadlines**
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- File: `day17/queries/day17_QUERY_upcoming_deadlines.sql`
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- Purpose: Provide a table of compliance deadlines with urgency.
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- Notes: Deadline dates are synthetic offsets from the latest available date.
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6. **Point-in-Time Portfolio Composition**
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- File: `day17/queries/day17_QUERY_point_in_time.sql`
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- Purpose: Reconstruct the portfolio as of a specific date.
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- Param: `:as_of_date` (YYYY-MM-DD)
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## Synthetic Logic Used
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- **Jurisdiction mapping:** Derived from `dim_clients.client_type` with asset_class overrides for `Certification` (EU) and `IP` (UK).
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- **SCD timeline:** Synthetic history created for Equipment/IP/Certification assets using a change date 60 days before the latest holdings date.
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- **Compliance status:** Derived from `asset_key % 3` to create deterministic categories.
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- **Deadline dates:** Derived from the latest date with fixed offsets (-15, +45, +180 days).
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These rules are documented so the dashboard stays reproducible and explainable.
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import sqlite3
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from pathlib import Path
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import pandas as pd
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import plotly.express as px
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import streamlit as st
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from day17_CONFIG_settings import (
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DAY17_DB_PATH,
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DAY17_DEADLINE_THRESHOLDS_DAYS,
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DAY17_JURISDICTIONS,
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)
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BASE_DIR = Path(__file__).resolve().parent
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QUERY_DIR = BASE_DIR / "queries"
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def day17_get_db_path() -> Path:
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if DAY17_DB_PATH.is_absolute():
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return DAY17_DB_PATH
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return (BASE_DIR / DAY17_DB_PATH).resolve()
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def day17_read_sql(query_filename: str) -> str:
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return (QUERY_DIR / query_filename).read_text()
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def day17_query_df(query_filename: str, params: dict | None = None) -> pd.DataFrame:
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db_path = day17_get_db_path()
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with sqlite3.connect(db_path) as conn:
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return pd.read_sql_query(day17_read_sql(query_filename), conn, params=params or {})
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def day17_get_date_bounds() -> tuple[pd.Timestamp, pd.Timestamp]:
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db_path = day17_get_db_path()
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with sqlite3.connect(db_path) as conn:
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row = conn.execute(
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"""
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SELECT MIN(d.full_date), MAX(d.full_date)
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FROM fct_holdings h
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JOIN dim_date d ON h.date_key = d.date_key
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"""
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).fetchone()
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return pd.to_datetime(row[0]), pd.to_datetime(row[1])
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def day17_get_latest_date() -> pd.Timestamp:
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db_path = day17_get_db_path()
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with sqlite3.connect(db_path) as conn:
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row = conn.execute(
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"""
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SELECT MAX(d.full_date)
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FROM fct_holdings h
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JOIN dim_date d ON h.date_key = d.date_key
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"""
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).fetchone()
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return pd.to_datetime(row[0])
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st.set_page_config(page_title="Day 17 Legal Analytics", layout="wide")
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st.title("Day 17 - Multi-Jurisdictional Asset Compliance Dashboard")
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# Validate database path early
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if not day17_get_db_path().exists():
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st.error(f"Database not found at {day17_get_db_path()}")
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st.stop()
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min_date, max_date = day17_get_date_bounds()
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latest_date = day17_get_latest_date()
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with st.sidebar:
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st.header("Filters")
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selected_jurisdictions = st.multiselect(
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"Jurisdictions",
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options=DAY17_JURISDICTIONS,
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default=DAY17_JURISDICTIONS,
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)
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point_in_time_date = st.date_input(
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"Point-in-time date",
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value=latest_date.date(),
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min_value=min_date.date(),
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max_value=max_date.date(),
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)
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st.caption(
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"Decision focus: Identify assets requiring regulatory attention this quarter based on "
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"classification changes, jurisdictional compliance status, and upcoming deadlines."
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)
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portfolio_df = day17_query_df("day17_QUERY_portfolio_overview.sql")
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if selected_jurisdictions:
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portfolio_df = portfolio_df[portfolio_df["jurisdiction"].isin(selected_jurisdictions)]
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# Section 1 - Portfolio Overview
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st.subheader("Portfolio Overview")
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col1, col2, col3 = st.columns(3)
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with col1:
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st.metric("Total Assets", portfolio_df["asset_id"].nunique())
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with col2:
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st.metric("Total Market Value", f"${portfolio_df['market_value'].sum():,.0f}")
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with col3:
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st.metric("Latest Snapshot Date", latest_date.date().isoformat())
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col4, col5 = st.columns(2)
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with col4:
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assets_by_jurisdiction = (
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portfolio_df.groupby("jurisdiction")["asset_id"].nunique().reset_index()
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)
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fig_jur = px.bar(
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assets_by_jurisdiction,
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x="jurisdiction",
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y="asset_id",
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title="Assets by Jurisdiction",
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labels={"asset_id": "Asset Count"},
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)
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st.plotly_chart(fig_jur, use_container_width=True)
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with col5:
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assets_by_class = (
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portfolio_df.groupby("asset_class")["asset_id"].nunique().reset_index()
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)
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fig_class = px.bar(
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assets_by_class.sort_values("asset_id", ascending=False),
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x="asset_class",
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y="asset_id",
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title="Assets by Class",
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labels={"asset_id": "Asset Count"},
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)
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st.plotly_chart(fig_class, use_container_width=True)
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# Section 2 - Historical Tracking (Primary Visual)
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st.subheader("Asset Classification Timeline (SCD Type 2)")
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st.caption("Timeline uses synthetic history for Equipment/IP/Certification assets (change date = latest holdings date - 60 days).")
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scd_df = day17_query_df("day17_QUERY_scd_timeline.sql")
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scd_df["valid_from"] = pd.to_datetime(scd_df["valid_from"])
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scd_df["valid_to"] = pd.to_datetime(scd_df["valid_to"]).fillna(latest_date)
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fig_timeline = px.timeline(
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scd_df,
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x_start="valid_from",
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x_end="valid_to",
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y="asset_id",
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color="asset_class",
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hover_data=["asset_name", "asset_type", "version_status"],
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title="Asset Classification Changes Over Time",
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)
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fig_timeline.update_yaxes(autorange="reversed")
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fig_timeline.update_layout(height=500)
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st.plotly_chart(fig_timeline, use_container_width=True)
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st.subheader("Classification Changes This Quarter")
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changes_df = day17_query_df("day17_QUERY_changes_this_quarter.sql")
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st.dataframe(changes_df, use_container_width=True)
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# Section 3 - Compliance Status
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st.subheader("Compliance Status by Jurisdiction")
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compliance_df = day17_query_df("day17_QUERY_compliance_by_jurisdiction.sql")
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if selected_jurisdictions:
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compliance_df = compliance_df[
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compliance_df["jurisdiction"].isin(selected_jurisdictions)
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]
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fig_compliance = px.bar(
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compliance_df,
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x="jurisdiction",
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y="asset_count",
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color="compliance_status",
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barmode="group",
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title="Compliance Status by Jurisdiction",
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labels={"asset_count": "Asset Count"},
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)
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st.plotly_chart(fig_compliance, use_container_width=True)
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# Section 4 - Risk and Deadlines
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st.subheader("Upcoming Compliance Deadlines")
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deadlines_df = day17_query_df("day17_QUERY_upcoming_deadlines.sql")
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if selected_jurisdictions:
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deadlines_df = deadlines_df[deadlines_df["jurisdiction"].isin(selected_jurisdictions)]
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critical_days = DAY17_DEADLINE_THRESHOLDS_DAYS["critical"]
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warning_days = DAY17_DEADLINE_THRESHOLDS_DAYS["warning"]
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def day17_urgency_label(days: int) -> str:
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if days <= critical_days:
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return "Critical"
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if days <= warning_days:
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return "Warning"
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return "OK"
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deadlines_df["urgency"] = deadlines_df["days_to_deadline"].apply(day17_urgency_label)
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st.dataframe(
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deadlines_df.sort_values(["urgency", "days_to_deadline"]),
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use_container_width=True,
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)
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st.subheader("Point-in-Time Portfolio Composition")
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point_df = day17_query_df(
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"day17_QUERY_point_in_time.sql",
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params={"as_of_date": point_in_time_date.isoformat()},
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)
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st.dataframe(point_df, use_container_width=True)

day17/day17_requirements.txt

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streamlit
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plotly
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pandas

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